Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew HeiseLake StreetMerrill Lynch, Pierce, Fenner & Smith Incorporated08-03-2020
Benjamin Austin CarneyRaymond James Financial Services Advisors, IncMerrill Lynch, Pierce, Fenner & Smith Incorporated07-21-2020
Zachary Imes ButlerKestra Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-07-2020
Augustus Bowdoin SpauldingCresset Asset Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-09-2020
Peter C. SherlockCresset Asset Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-09-2020
Wesley James WhamondSikich FinancialMerrill Lynch, Pierce, Fenner & Smith Incorporated03-03-2020
Kevin Thomas MaximStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$15002-28-2020
Emily Catherine HeimannStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated02-28-2020
William Ross CristMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated02-28-2020
Gregory Vaughn IIJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-19-2020
Michael David PicardVALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-11-2020
Leo Daniel DominguezJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-07-2020
Matthew D. RasmussenE*TRADE Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-15-2020
Anthony CostanzoNorthern Trust Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-13-2020
Lucas Kirk WandellTriad Hybrid Solutions, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-26-2019
Christopher Michael AmbroseWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-11-2019
Narsai George TomaNorthern Trust Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-21-2019
David William BushnellJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2019
Leanne Nicole ZappiaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated10-13-2019
Cameron Wardell DickersonA&O AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated10-11-2019
Adam Thomas ChruscielBankers Life Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-24-2019
Liam Collin HansenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-23-2019
Frank D McCabeWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-20-2019
Michael Patrick MulveyGoldman Sachs & Co.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-13-2019
Andrew Gregory CastroNorthern Trust Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-13-2019
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Showing 1 to 25 of 405 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.