Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Narsai George TomaNorthern Trust Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-21-2019
David William BushnellJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2019
Cameron Wardell DickersonA&O AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated10-11-2019
Adam Thomas ChruscielBankers Life Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-24-2019
Liam Collin HansenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-23-2019
Frank D McCabeWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Merrill Lynch, Pierce, Fenner & Smith Incorporated$10009-20-2019
Michael Patrick MulveyGoldman Sachs & Co.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-13-2019
Andrew Gregory CastroNorthern Trust Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-13-2019
Fadi FarhanJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50009-06-2019
Phonstaylor L. JenkinsAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-06-2019
Marisa GutierrezNorthern Trust Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-04-2019
Scott Charles PospisilFifth Third Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10008-28-2019
Joshua Marc BeachlerClearwater Capital PartnersMerrill Lynch, Pierce, Fenner & Smith Incorporated08-22-2019
Fernando Luis CruzLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-15-2019
Contessa Capri RobinsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-23-2019
Theodore Brelsford Martin IIIRobert W. Baird & Co. IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated06-25-2019
John Patrick HeringComposure Wealth Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-13-2019
David Sheldon WellsFifth Third Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-06-2019
Ty Edward RobbenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-05-2019
Shane QuinlanLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-03-2019
B. Thomas CalfeeMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-31-2019
Preston Scott PooreMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-31-2019
Bradley James MooreJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-30-2019
Robert Saxton LopezJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-14-2019
Benjamin CarusoEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$10004-26-2019
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Showing 1 to 25 of 350 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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