Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Cameron Wardell DickersonA&O AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated10-11-2019
Phonstaylor L. JenkinsAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-06-2019
David C WaringAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2508-25-2017
Joy Michele WinkAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-11-2016
Michael Nathan BernbergAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-29-2012
Charles F. ThalheimerAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-17-2009
Kevin Paul AristideAristide Partners LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-05-2018
Jonathan Mark HenningAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-24-2014
Shelby E. TerrillAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1008-22-2013
Scott Gifford ColmeryAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-15-2009
Rinku R ChandiwalaB. C. Ziegler and CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-02-2009
Adam Thomas ChruscielBankers Life Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-24-2019
Bradley Scott JoinerBenjamin F. Edwards & Company, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5007-19-2016
Jacob Ryan HernandezBMO Harris Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-12-2019
John Douglas RalstonBMO Harris Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-24-2019
Tiffany Shea IrvingBMO Harris Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-10-2017
David MoralesBMO Harris Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-16-2014
James J FalcioneBMO Harris Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-26-2012
Jason A. JonesBrookstone Capital Management LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-20-2018
Michael Terrell MayersBrookstone Capital Management LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-23-2018
Kelli L WangCentric Wealth Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-23-2018
James Thomas Murray JrCentric Wealth Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-23-2018
Allen Michael HallCetera Advisor Networks LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-15-2016
James Lewis PriestCetera Financial Specialists LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-12-2013
Richard L Polo Jr.Cetera Financial Specialists LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-26-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.