Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abishek BabuCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-27-2018
Adam Beckett KlopfensteinFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-05-2019
Adam Scott ThurgoodHighTower Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2012
Adam Thomas ChruscielBankers Life Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-24-2019
Adam Todd SchoenwaldVALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-14-2009
Adam WarkenthienJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-01-2018
Adriana N SormaniUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5006-30-2011
Alan William CharachNajarian Family Office, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-11-2019
Alayna GogolSignificant Wealth Partners Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-07-2019
Albert Duncan KaufmanLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-24-2010
Alex Edmond HalesMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-30-2010
Alex Nathaniel KutheTD Ameritrade Investment Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-14-2019
Alex PapadopoulosLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10006-27-2014
Alexandra Nichole CampbellFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-20-2019
Alfredo SerranoMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-16-2012
Allen Michael HallCetera Advisor Networks LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-15-2016
Amanda MurilloMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated04-13-2018
Amy L. FarberFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-15-2019
Anastasios P LiosatosUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-01-2013
Andrew Gregory CastroNorthern Trust Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-13-2019
Annie Mae WernerFort Point Capital Partners LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-03-2017
Anthony CostanzoNorthern Trust Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-13-2020
Anthony CravenMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated06-14-2017
Anthony Paylaga TorreonSanctuary Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-27-2012
Anthony Vincent VitoMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated10-22-2012
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Showing 1 to 25 of 403 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.