Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam WarkenthienJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-01-2018
Bill FohlmeisterJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5012-07-2018
Bradley James MooreJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-30-2019
Brett Robert BestJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-21-2015
Charles Alan Cooper Jr.J.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-01-2018
Daniel A HalperinJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-01-2018
Darryl Lance Aikens IIJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-24-2018
David William BushnellJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2019
Fadi FarhanJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$109-06-2019
Gregory Vaughn IIJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-19-2020
Ira BarryJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-06-2009
Jamal NiaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-30-2016
John James LeeJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-28-2017
John Patrick GannonJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-15-2017
Jonathan T McPharlinJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10006-01-2018
Jorge Pablo BernalJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-10-2017
Joseph Samuel OriJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-11-2018
Karen Therese MontgomeryJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-11-2018
Kelly C. BraitJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-01-2018
Laresa BrownJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-05-2019
Leo Daniel DominguezJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-07-2020
Marina MirakaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-27-2018
Michael A. RivotaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-25-2017
Michael Toth CooneyJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15003-25-2010
Milta PadillaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-22-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.