Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Fernando Luis CruzLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-15-2019
Shane QuinlanLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-03-2019
Ryan Robert O'ConnellLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-21-2019
Steven DobskiLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-21-2019
Peter J Van HoutenLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-24-2017
David Louis CohenLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-15-2017
Randall Benjamin CohenLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-15-2017
Derek R. DexheimerLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-15-2016
Scott W Williams Jr.LPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-10-2016
Chris BrefeldLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-06-2016
Philip Robert DosterLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-16-2016
Jason D. GarciaLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-26-2016
John Pitann KinsellaLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5012-21-2015
Richard H. RohlfingLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-21-2015
Jose Eduardo Hauad IIILPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-17-2015
Riccardo MargaritelliLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-20-2015
Ryan Tharp WittigLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-27-2014
Alex PapadopoulosLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10006-27-2014
Scott Josef StaleyLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-27-2014
Matthew B GortonLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-14-2014
John Francis KarstrandLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-27-2013
Donald Christian WilliLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-04-2012
Michael Arthur CrouchLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1003-18-2011
Albert Duncan KaufmanLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-24-2010
Sherman Jude FernandesLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2510-21-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.