Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Recruiting Losses

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adrienne J HartUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1003-01-2019
Aimee Joanne DavisUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10004-01-2016
Alec Elias RosarioEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$15008-16-2019
Amber KnappWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-22-2020
Andres SalamancaFifth Third Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-14-2019
Andrew Christopher CurranFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-07-2020
Andrew James CornellUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5002-21-2014
Ann E BuckRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1104-09-2015
Beau HartUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-01-2019
Beau Mccoy BarrettSanctuary Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-28-2018
Benjamin Robert BurbedgeAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-22-2017
Brendon Christopher HarbronUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Brian Keith LinderRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-03-2017
Brian Mark WenstrupUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-30-2017
Brooke Vonise MaySanctuary Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5006-14-2019
Daniel Douglas ArnoldUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$6004-01-2016
Daniel P OSullivanFifth Third Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2503-06-2012
Daniel P Thompson Matt Rittenhouse Alyson FrantzRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10310-28-2014
Daniel Patrick ThompsonRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-28-2014
Daniel Paul ChillemiUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Darin Lee EtchisonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-29-2016
David Brown GillilandValeo Financial Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-19-2019
David Walter BartzUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Elaine Anna KendellRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-01-2010
Elizabeth Emmert EvansSanctuary Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-14-2019
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Showing 1 to 25 of 94 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.