Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Darin Lee EtchisonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10004-29-2016
Jason Anthony MurdockUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10004-29-2016
Rachel E OrlandoUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10004-29-2016
Aimee Joanne DavisUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10004-01-2016
Daniel Douglas ArnoldUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$6004-01-2016
William Matthew ShinnUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5004-01-2016
John C LillywhiteWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-29-2016
Scott A. MetzingerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10012-04-2015
Jason Wendell RaspUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5012-04-2015
Thaddeus M. EckerleUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-04-2015
Thomas Harris JonesAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1011-06-2015
Sarah Jane EderRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-08-2015
Robert Aaron ParkeRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2015
Ann E. BuckRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-09-2015
Daniel P. Thompson, Matt Rittenhouse, Alyson FrantzRBC Wealth ManagementMerrill Lynch, Pierce, Fenner & Smith Incorporated$10310-28-2014
Daniel Patrick Thompson, Matthew Alan RittenhouseRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2510-28-2014
Walter Marcus WardMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-15-2014
Andrew James CornellUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5002-21-2014
Steven Michael YoungUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15001-02-2014
David Brian PerigoJ.J.B. Hilliard, W.L. Lyons, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2013
Lisa Margaret CrawfordVALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-20-2013
Mark Aubrey LangdonLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-01-2013
Jonathan William EmerickJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-01-2012
Joseph D. GarwoodRobert W. Baird & Co. IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated07-20-2012
Jonathan SpaffordMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$14006-29-2012
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Showing 26 to 50 of 75 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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