Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kael Rex StoaksThe Retirement Planning Group, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-17-2020
John Charles Ratliff IIIFCI AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated03-13-2020
Joseph G Mcculloch JrThe Retirement Planning Group, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-21-2019
Gary JankowitzJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-22-2019
Amie Marie NeesUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-09-2019
Clinton Edward AndersonStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated05-16-2019
James C ShayUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-19-2018
Patrick Joseph BetleyCreative PlanningMerrill Lynch, Pierce, Fenner & Smith Incorporated08-06-2018
Robert Ryan SelfWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-31-2018
Joshua Daniel MoralesThe Retirement Planning Group, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-25-2018
Abraham William RadmaneshUMB Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-03-2017
Joseph Edward RandallLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15004-28-2017
Daniel Khun ToyCreative PlanningMerrill Lynch, Pierce, Fenner & Smith Incorporated04-25-2017
Sydney Lee PembertonWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated04-03-2017
William Clair HoustonWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15005-26-2016
Stephanie Sue ClayWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5005-26-2016
Brian Christopher CasebeerWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-26-2016
Katrina L JonesAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-14-2016
Carra Denece SpragueMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-05-2016
Cathy Jo ReynosoLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-17-2015
James Edward NeunuebelUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15006-27-2014
William Stewart ChristieCetera Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-10-2014
Christopher Allen YoungersEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$2510-21-2013
Scott Gene HolderRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5010-25-2012
Todd A HaynesRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5010-25-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.