Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Franklin Cruz SantosU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-13-2020
John Charles Ratliff IIIFCI AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated03-13-2020
Christopher Shane WilliamsNYLIFE Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-26-2020
Joseph Girard McCulloch Jr.The Retirement Planning Group, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-21-2019
Stephen K. SwansonEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated09-13-2019
Amie Marie NeesUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-09-2019
Clinton Edward AndersonStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated05-16-2019
Kathryn Michele AlexanderCommunityAmerica Financial Solutions, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-03-2019
Ray A PickettCUSO Financial Services, L.P.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-11-2018
James C. ShayUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-19-2018
Patrick Joseph BetleyCreative PlanningMerrill Lynch, Pierce, Fenner & Smith Incorporated08-06-2018
Robert Ryan SelfWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-31-2018
Joshua D. MoralesThe Retirement Planning Group, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-25-2018
Tracy AllenFBL Marketing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-21-2018
Trent Records JonesLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-17-2017
Michael R WilliamsUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-28-2017
Daniel Khun ToyCreative PlanningMerrill Lynch, Pierce, Fenner & Smith Incorporated04-25-2017
Sydney Lee PembertonWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated04-03-2017
Stephanie Sue ClayWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-26-2016
Brian Christopher CasebeerWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-26-2016
Isaac William UlbrichThe O.N. Equity Sales CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-03-2016
Katrina Lynnette JonesAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-14-2016
Thomas John MancusoCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-18-2016
Carra Denece SpragueMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-05-2016
Stephen Charles MinshullWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2015
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Showing 1 to 25 of 60 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.