Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sean Michael HurleyLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-13-2019
Thomas Andrew SpringateMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15003-15-2019
Justin Lawrence SchafferLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-21-2018
Neil O AbneyAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10009-14-2018
Trisha Ann AbneyAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-14-2018
Patrick Todd StrehlStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$108-31-2018
Leonard Daniel NeeleyStrategic Advisers LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-30-2018
Stacy Lynn FoxMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-28-2017
Gregory Stewart YearyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5006-08-2017
Patricia Botticelli BennettRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$103-03-2017
Dwight William RichAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-02-2015
David Harry ElsterWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated09-11-2015
Robert Derick WaltersJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-09-2015
Lawrence Francis Bender Jr.BB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10010-17-2014
Matthew Steven BurlewBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15010-17-2014
Andrew Paul ThomasPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2014
Eric Jason WarrenFifth Third Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$4006-03-2014
Jeffrey Lyle BlackburnU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5004-25-2014
Frederick Joseph DollEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$15003-28-2014
Timothy J DavisJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-03-2013
Matthew Richard BurfieldStrategic Advisers LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-28-2013
Jeff MooreEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$2506-21-2013
Meredith Webb ThorntonInvestment Professionals, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-01-2013
Dwayne Wesley PowellJ.J.B. Hilliard, W.L. Lyons, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00002-20-2013
Jacqueline Ann LambJ.J.B. Hilliard, W.L. Lyons, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-20-2013
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Showing 1 to 25 of 44 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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