Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Neil Abney, Trisha AbneyAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10009-14-2018
Neil O. AbneyAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10009-14-2018
Trisha Ann AbneyAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-14-2018
Lawrence Francis Bender Jr.BB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10010-17-2014
Matthew Steven BurlewBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-17-2014
Frederick Joseph DollEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$1003-28-2014
Jeff MooreEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated06-21-2013
Eric Jason WarrenFifth Third Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-03-2014
Dwayne Wesley PowellJ.J.B. Hilliard, W.L. Lyons, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-20-2013
Sean Michael HurleyLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-13-2019
Anne Leslie HornbackLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-22-2010
Thomas Andrew SpringateMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15003-15-2019
Stacy Lynn FoxMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-28-2017
Patricia Bennett, Heather Poole, Kristen SwansonRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$13803-08-2017
Harry Wall, Marc Young, Timothy A. Campisano, Brent A. CarltonRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$85302-28-2012
Patricia Botticelli BennettRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-03-2017
Thomas Henry Wall IV, Marc Allyn Young, Timothy A Campisano, Brent A CarltonRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-17-2012
Thomas Paul HirschRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1009-27-2010
William Robert McCormickRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-20-2009
David Joel CoppageRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-19-2012
Patrick StrehlStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$16909-04-2018
Patrick Todd StrehlStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2018
Jeffrey Lyle BlackburnU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5004-25-2014
Gregory Stewart YearyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15006-08-2017
Janice Lee Miller FlanaganWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10004-02-2009

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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