Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kristen RagusinRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$14007-09-2020
Eric Hobin Jiles Robinson Antonio Sordillo Jason Whittier Raymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$37507-09-2020
Kristen RagusinRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$14007-09-2020
Eric Hobin Jiles Robinson Antonio Sordillo Jason Whittier Raymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$37507-09-2020
Sam HodgsonFirst Republic Securities Company, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$65007-27-2018
Christopher M Moran Christopher E Moran Stifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$32311-14-2019
Joseph CrespiStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$20612-14-2018
Kenneth Hoffman Richard Steinberg Jordan WaxmanHighTower Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,40003-05-2012
Philip J Weber JrWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$12905-24-2013
Keith Long Joseph Reilly Jason DevitoMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$38503-16-2012
Devin CondronMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$83003-06-2012
Phil Closuit Jane FitzwilliamRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$15003-06-2018
Phillip Pierre ClosuitRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$17001-04-2018
Patrick HurleyCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-14-2020
Edward Sandford Pegram IVRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15007-22-2020
Lisa Cathleen AndrewsRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5007-22-2020
Kristen Anne RagusinRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-09-2020
Jiles Leslie Robinson IIIRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5007-09-2020
Eric Michael HobinRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$14407-09-2020
Antonio Giuseppe SordilloRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15007-09-2020
Jason WhittierRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-09-2020
Joshua Scott FranklinRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-09-2020
Matthew Douglass WhiteCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-02-2020
Daniel Christopher BakebergGWFS Equities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-24-2020
Charles J BradyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-22-2020
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Showing 1 to 25 of 190 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.