Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frank Bjoy Simpson Jr.The Simpson Firm LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-22-2019
Susan Hawes StewartRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2019
David John HarrisStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$110-31-2018
Joseph W CremenBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-15-2018
Gary Alan CarpenterPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated02-09-2018
Benjamin David SpikerWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$109-22-2017
Michael Edward WinterWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-22-2017
Philip Anthony AddingtonLombard Securities IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated09-22-2017
Jason Patrick ZephirAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-19-2017
Robert Alan KarczCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated$2509-15-2017
Suzanne O SchriberCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated09-08-2017
Brennan Michael RhuleRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-25-2017
Joshua J PrattaBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-08-2017
Robert Calvin Whiteside IIINavy Federal Brokerage Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$107-19-2017
Jamal G TurnerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-27-2017
Dunneille Derey AndersonAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-13-2017
Niki Renee GrayRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2017
Michael Reginald BowdenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-30-2017
Clifford Ian AnderssonMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-20-2017
Drew Ronald ChildressGWN Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-10-2017
Alvin D ArunkumarBB&T INVESTMENT SERVICES, INC.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-06-2016
James D O'DonnellStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5012-02-2016
Horace Lee Daniel Sr.Raymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-22-2016
Kyle David ReiseLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2508-19-2016
Matthew Adam BassoWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-19-2016
Next Page »

Showing 1 to 25 of 154 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.