Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Coffey Mark Mayer Paul McArthur and Morgan Alex KellyKestra FinancialMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00009-04-2020
Andrew HahnWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$6207-10-2020
Kevin B Collison Christopher Asher Scott McRoy Pat CothermanAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$67508-30-2019
Chris Buccheri Dave HarrisStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$33011-01-2018
Brandt Haring Joe SmartRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$31806-29-2017
Alex Fritzsche Jennifer EdgellRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$18506-03-2015
Leo J Kelly III Brian GrumbachHighTower Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$70002-27-2012
Michael Schenking Zachary Chryst Thomas OConorWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$35503-27-2020
Matthew DavisWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$7703-20-2020
Doug Brandeen David Brandeen Jeff Link Dean ShuplinkovWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$55506-10-2015
Robert MorelandWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10006-07-2012
Troy Bryant Eric Watson Bart Gibson William Murphy Kyle Harris Eric Buckner Philip Lazzari Mark StevensUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50011-19-2010
Ryan Kirby Chris HayesSnowden Lane PartnersMerrill Lynch, Pierce, Fenner & Smith Incorporated$45003-10-2017
Alex Bryer Keith MayoSnowden Lane PartnersMerrill Lynch, Pierce, Fenner & Smith Incorporated$24007-28-2015
Brian J BauerWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-17-2020
William Michael CoffeyKestra Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$16809-04-2020
Mark Andrew MayerKestra Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15009-04-2020
Paul James McArthurKestra Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15009-04-2020
Morgan A KellyKestra Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-04-2020
Elijah RawlsCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-01-2020
Andrew Charles HahnWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5007-10-2020
Spencer William SchenkingWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-06-2020
Patrick Niall RoswellEquitable Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-02-2020
Christopher George NiceMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15006-25-2020
Joseph Cogan RiceLincoln Financial Advisors CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated06-22-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.