Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James M IngoeFSC Securities CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-05-2009
Dennis Richard HudsonLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-16-2009
Richard Dudley WeaverMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-01-2009
Damon Basel CallisAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-04-2009
Herbert Lee Weith IVAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-12-2009
Gordana SchifanelliWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Merrill Lynch, Pierce, Fenner & Smith Incorporated02-26-2009
Antwyne David DelondeSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-03-2009
Kenneth Scott DankerCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$20004-01-2009
Matthew J DecapiteCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-01-2009
Jason Andrew JenningsLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$25004-21-2009
David Michael MordersLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$25005-28-2009
Jeffrey Aaron KaufmanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$50006-12-2009
Nilos Theodore SakellariouGlen Eagle Wealth, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15006-30-2009
Valerie Anne CampbellWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Merrill Lynch, Pierce, Fenner & Smith Incorporated$50007-10-2009
Michael Alan KlineMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10007-17-2009
Laura Almalel StrosniderRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50007-31-2009
Ehsan Seyed BassamMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-10-2009
Chad Carey NewcombAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-14-2009
Dennis Lee KoonsRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10010-02-2009
Anna Marie FaganInfinex Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10011-12-2009
Keith Lawrence MurrayChapin, DavisMerrill Lynch, Pierce, Fenner & Smith Incorporated$25011-13-2009
Louise Bonomo GoldbergH. Beck, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50012-07-2009
Russell Roy PalmerH. Beck, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50012-11-2009
Roger Warren MooreRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50012-11-2009
Michelle Robyn Harf-GrimWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Merrill Lynch, Pierce, Fenner & Smith Incorporated$50001-15-2010
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Showing 1 to 25 of 201 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.