Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Paul MoceriStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-05-2020
Paul Joseph MoceriStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-05-2020
Gregory Hunter SchinkRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15002-27-2020
Ngufor Chiawah HilariMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-13-2020
James Curtis Beachum IIIAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-24-2020
Douglas Joseph KadisonStrategies Wealth Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-06-2020
Aaron J. VeldheerStrategies Wealth Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-04-2020
Mark Georges GhafariStrategies Wealth Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-04-2020
Kyle W. DuryEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$5012-19-2019
Patricia Lee BromanGWFS Equities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2511-14-2019
Gerald Patrick DooleyCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2019
Lisa Marie Lacross-CourtneyFinancial Engines Advisors L.L.C.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-11-2019
Gregory Ellis MillerAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-13-2019
Craig James StilesAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-13-2019
Nathan Ward ClarkAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-13-2019
Benjamin Edward RapanosAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-12-2019
Alison A DevriesPrincipal Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-12-2019
Michael Andrew HudzikRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2509-06-2019
Jon RussellRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10009-06-2019
Ryan Matthew WinklerRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-06-2019
Bradford C NewsomeWasserman Wealth Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-20-2019
Gary David NucianAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$40008-09-2019
Edward Frederick WalterhouseAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15008-09-2019
Ryan Frederick FarisAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-09-2019
David Leon Williams JrVIMA, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-22-2019
Next Page »

Showing 1 to 25 of 313 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.