Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Logan Alexander ShanksAlerus Securities CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated03-05-2018
George Joseph CarrollAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-31-2012
Hassan Khalil HarajliAmerican Fidelity Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-01-2014
Scott NeilsAmeriprise Advisor Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-19-2009
Gregory Ellis MillerAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50009-13-2019
Nathan Ward ClarkAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50009-13-2019
Craig James StilesAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-13-2019
Benjamin Edward RapanosAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-12-2019
Ryan Frederick FarisAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10008-09-2019
Edward Frederick WalterhouseAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15008-09-2019
Gary David NucianAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$40008-09-2019
Adam Brian CousinoAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-27-2019
Regan J. WildaAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10010-26-2018
Andrey IlyasovAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-16-2018
Thomas Maclone GrayAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-01-2017
Benjamin Robert BurbedgeAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50008-22-2017
Isaiah Martin MontgomeryAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50005-31-2016
Geoffrey Ellis OrbachAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15008-30-2013
David Blake ShapiroAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-22-2013
Scott M. RzesaAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15001-04-2013
Bruce Robert Parmenter Jr.Ameriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$25006-15-2010
David Joseph HudsonAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$26004-06-2010
Victoria Leigh SardaAmeritas Investment Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated$25011-14-2013
Michael John GlosterAurora SecuritiesMerrill Lynch, Pierce, Fenner & Smith Incorporated08-03-2018
Ian S SweetB. Riley Wealth ManagementMerrill Lynch, Pierce, Fenner & Smith Incorporated09-14-2012
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Showing 1 to 25 of 293 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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