Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lisa Marie Lacross-CourtneyFinancial Engines Advisors L.L.C.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-11-2019
Robert Anthony BarcelonaHB Wealth Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-21-2019
Craig James StilesAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-13-2019
Alison A DevriesPrincipal Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-12-2019
Benjamin Edward RapanosAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-12-2019
Bradford C NewsomeWasserman Wealth Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-20-2019
David Leon Williams JrVIMA, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-22-2019
Christopher M RoumayehCapital Asset Advisory Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-05-2019
Levi John HendershottZhang FinancialMerrill Lynch, Pierce, Fenner & Smith Incorporated04-30-2019
Thaddeus M. Bienko IIITD Ameritrade Investment Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2019
Colin C. SteinbergSchechter Investment Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2019
John G GaynorRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-12-2019
Adam Brian CousinoAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-27-2019
Kevin Andrew ContrerasFSC Securities CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated02-25-2019
Jill Kristine GarveyThe Huntington Investment CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-29-2019
Brett Austin DippolitiHantz Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-29-2018
Michael G DowdellMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-23-2018
Damali Mariama Hall-McguireMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-30-2018
Matthew James HessSigma Financial CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated08-22-2018
Matthew James NickelsSignator Investors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-16-2018
Michael John GlosterAurora SecuritiesMerrill Lynch, Pierce, Fenner & Smith Incorporated08-03-2018
Nathan George StegmanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-25-2018
Prasad MohanSchechter Investment Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-17-2018
Bradley Dean RecknagelFifth Third Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2018
Kristofer R SzteinUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-06-2018
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Showing 1 to 25 of 292 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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