Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Michael SchmidtMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-18-2017
Peter Joseph SellwoodMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-22-2013
Daniel Robert De St AubinMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-01-2013
Nancy Buttweiler, Kristopher Schultz, David PetersonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$14112-03-2012
Kristopher Michael Schultz, David Ryan PetersonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10012-03-2012
William B. AdamsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-07-2012
John Alfred Dow Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-01-2012
John Patrick HuppMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-18-2012
Mark R BrownMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2502-17-2012
Garrett Ryan AndersonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-21-2011
Gregory Dean PetersonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-23-2011
James Theodore Mattson Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-10-2010

Showing 1 to 12 of 12 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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