Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amy L NotermannMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-01-2011
Daniel Robert De St AubinMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-01-2013
David Ryan PetersonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10012-03-2012
Debbie D McKinneyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10010-19-2017
Elvis Jordany RiveraMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-01-2019
Garrett Ryan AndersonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-21-2011
Gregory Dean PetersonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-23-2011
James Michael SchmidtMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-18-2017
James Theodore Mattson Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$50012-10-2010
Jennifer Caroline OlsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$50003-07-2011
John Alfred Dow Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$50008-01-2012
John Michael HantenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-01-2018
John Patrick HuppMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$25005-18-2012
Kristopher Michael SchultzMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10012-03-2012
Larry Pohlen, Marc Terris, Michael Kasper, David Pohlen, Kathleen VaughanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$55505-23-2016
Mark JohnsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$19202-27-2013
Mark R BrownMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$25002-17-2012
Nancy Ann ButtweilerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15012-03-2012
Paul Joseph NotermannMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-21-2011
Peter Joseph SellwoodMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$50011-22-2013
Thomas John GustafsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-21-2011
William B. AdamsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-07-2012
William Harris StensrudMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-23-2011

Showing 1 to 23 of 23 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.