Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dale Von HoffmannWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated$10406-16-2017
Rick Murphy JrStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$43710-04-2019
Kevyn SchroederStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$29010-04-2019
Peter FlaniganStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$10310-04-2019
Eugene CarterStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$13510-04-2019
Barbara HughesStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$6007-16-2018
Joshua M BledsoeStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated11-25-2013
James LipariUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$23009-03-2015
Dana Havens Ryan Patterson Delvan Mitchell JrRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$30001-03-2018
Alan J SpilkerRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated08-28-2013
Clifford Brice MooreJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-16-2020
Maya M DahabJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-10-2020
Ally Anne MelvinUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-20-2020
Daniel Jason SeitzEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated07-31-2020
David Anthony KasichJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-09-2020
Franklin Cruz SantosU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2504-13-2020
Kristi BorglumMoneta Group Investment Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-05-2020
Kevin Thomas MaximStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$15002-28-2020
Kent Thomas KobernusKrilogy Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-01-2019
James Taylor DibbleJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-25-2019
Richard Stephen Murphy JrStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$15010-04-2019
Eugene Butler CarterStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$25010-04-2019
Peter Allen FlaniganStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5010-04-2019
Kevyn Francine SchroederStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5010-04-2019
Andrew Amberg PaulhusEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated09-09-2019
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Showing 1 to 25 of 95 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.