Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abraham William RadmaneshUMB Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-03-2017
Adam Michael Bichsel, Jason William Larch, Michael Patrick KeeganMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-01-2017
Alan J. SpilkerRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated08-28-2013
Alan James SpilkerRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10008-28-2013
Albert K. LazaroEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated11-12-2018
Andrew T. DickinsonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-09-2009
Barbara HughesStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$6007-16-2018
Barbara Rae HughesStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$10007-02-2018
Bonham Edwin FreemanWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated12-27-2012
Bradford Arthur Hutchins IIUMB Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-15-2016
Bradley J BishopMatter Family OfficeMerrill Lynch, Pierce, Fenner & Smith Incorporated03-07-2012
Brewer Pope BentleyEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated09-03-2013
Charles Gordon AdamsEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated07-09-2012
Christopher Allen YoungersEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2013
Christopher Grimes ErnstRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-18-2017
Christopher KuhnWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-02-2011
Christopher T HuxleyEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated03-23-2018
Chrystian Alexander QuinonesEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated01-18-2019
Craig Leslie GrableStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5009-23-2013
Cynthia Linda PerryUMB Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-14-2013
Dale Von HoffmannWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated$10406-16-2017
Dale William Von HoffmannWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated$23706-16-2017
Dana Havens, Ryan Patterson, Delvan Mitchell Jr.Raymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$30001-03-2018
Dana Lynn HavensRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10011-17-2017
Daniel P. JonesEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated01-07-2013
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Showing 1 to 25 of 105 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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