Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Albert K. Lazaro | Edward Jones | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 11-12-2018 |
| Brewer Pope Bentley | Edward Jones | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 09-03-2013 |
| Charles Gordon Adams | Edward Jones | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 07-09-2012 |
| Christopher Allen Youngers | Edward Jones | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 10-21-2013 |
| Christopher T Huxley | Edward Jones | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 03-23-2018 |
| Chrystian Alexander Quinones | Edward Jones | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 01-18-2019 |
| Daniel P. Jones | Edward Jones | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 01-07-2013 |
| Dustin B. Hall | Edward Jones | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 01-20-2017 |
| Dustin Thomas Harwell | Edward Jones | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 01-21-2011 |
| Dwane Edmond Waterbury III | Edward Jones | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 07-11-2016 |
| Franklin L. Ballard | Edward Jones | Merrill Lynch, Pierce, Fenner & Smith Incorporated | $10 | 03-30-2009 |
| Jennifer Marie Mackie | Edward Jones | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 03-29-2018 |
| Jesse Clayton Langley | Edward Jones | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 06-18-2018 |
| Jon Randall Palmer | Edward Jones | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 10-22-2012 |
| Kevin Michael Beahan | Edward Jones | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 06-22-2018 |
| Kristopher E. Comar | Edward Jones | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 08-27-2012 |
| Mark Alan Isabelli | Edward Jones | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 03-16-2009 |
| Michael J. Moore | Edward Jones | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 04-30-2012 |
| Nicholas Allen Kaplenski | Edward Jones | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 09-06-2012 |
| Pia Domineke Meyer | Edward Jones | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 01-03-2017 |
| Robert James Oglesby | Edward Jones | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 07-03-2017 |
| Sharla Renee Nichols Caves | Edward Jones | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 08-20-2012 |
| Shaun Michael Weber | Edward Jones | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 05-23-2016 |
| Steven Hunt Galavotti | Edward Jones | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 10-22-2012 |
| Thomas R Van Deventer | Edward Jones | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 05-23-2016 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
