Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Mark WinstonFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-14-2020
Jason Douglas KonskierWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-11-2020
Andrew Howard MossTranscend Wealth Collective, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15009-08-2020
Matthew Alan HarbarcukTranscend Wealth Collective, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-04-2020
Glenn H ShapiroMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-04-2020
Richard Albert BonnetteStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$2508-27-2020
Richard Mansur BonnetteStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2020
Breton William BonnetteStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-27-2020
Emily P BonnetteStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2020
Victoria BonnetteStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2020
Edward Lee EllisStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2020
Roger Anthony BernhammerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2020
Lawrence David BrownStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2020
Christian PoweFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-24-2020
Jinesh ShahPruco Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-10-2020
Robert Arthur ClearRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$25008-06-2020
Patrick David MaguireRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-06-2020
Timothy H MillerQuaker Wealth Management LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-05-2020
Paul Michael ConklinMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-24-2020
Renee D ManalansanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-24-2020
Mark Joseph VillaniFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-16-2020
Scott Arthur TorsethFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-15-2020
Joseph LeblancFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-07-2020
Paul G OrdonezFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-02-2020
Karen Ann GarrisonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-02-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.