Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Victor John Rosati JrWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-20-2017
Richard C DworzakBenjamin F. Edwards & Company, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15003-24-2017
Gerard Ronald TischioMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-30-2017
Michelle Lee CrisalliMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15003-30-2017
Jennefer A BartholomewUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-31-2017
Jeffrey SmulevitzMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-04-2017
Brian Arthur GeltzeilerRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-20-2017
Michael BorselloMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$13204-21-2017
Michael Andrew BorselloMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$20004-21-2017
Laren Chantel PisciottiTD Ameritrade Investment Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-25-2017
Joseph Domenick PetraccaSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-18-2017
Barbara Christina BilelloRegentAtlanticMerrill Lynch, Pierce, Fenner & Smith Incorporated05-30-2017
Matthew ValentinoAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-23-2017
Matthew Schuyler KraftUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-10-2017
Shawn Philip SalgeUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-10-2017
Matthew H FisherUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-10-2017
Tobin Erwin JohnsonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-17-2017
John Thomas Del MauroMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-17-2017
Adam Douglas GarretsonWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5007-18-2017
Eric Michael NelsonTD Ameritrade Investment Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-15-2017
David E KranzBelpointe Asset Management LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-07-2017
Michael Thomas BradleyTD Ameritrade Investment Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5009-14-2017
Andrew Davis MindnichJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-25-2017
Timothy John MolRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-06-2017
David J RickerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-09-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.