Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Victor John Rosati Jr | Wells Fargo Clearing Services, LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | $100 | 03-20-2017 |
| Richard C Dworzak | Benjamin F. Edwards & Company, Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | $150 | 03-24-2017 |
| Gerard Ronald Tischio | Morgan Stanley | Merrill Lynch, Pierce, Fenner & Smith Incorporated | $100 | 03-30-2017 |
| Michelle Lee Crisalli | Morgan Stanley | Merrill Lynch, Pierce, Fenner & Smith Incorporated | $150 | 03-30-2017 |
| Jennefer A Bartholomew | UBS Financial Services Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 03-31-2017 |
| Jeffrey Smulevitz | Morgan Stanley | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 04-04-2017 |
| Brian Arthur Geltzeiler | RBC Capital Markets, LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 04-20-2017 |
| Michael Borsello | Morgan Stanley | Merrill Lynch, Pierce, Fenner & Smith Incorporated | $132 | 04-21-2017 |
| Michael Andrew Borsello | Morgan Stanley | Merrill Lynch, Pierce, Fenner & Smith Incorporated | $200 | 04-21-2017 |
| Laren Chantel Pisciotti | TD Ameritrade Investment Management, LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 04-25-2017 |
| Joseph Domenick Petracca | Santander Securities LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 05-18-2017 |
| Barbara Christina Bilello | RegentAtlantic | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 05-30-2017 |
| Matthew Valentino | Ameriprise Financial Services, LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 06-23-2017 |
| Matthew Schuyler Kraft | UBS Financial Services Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 07-10-2017 |
| Shawn Philip Salge | UBS Financial Services Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 07-10-2017 |
| Matthew H Fisher | UBS Financial Services Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 07-10-2017 |
| Tobin Erwin Johnson | UBS Financial Services Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 07-17-2017 |
| John Thomas Del Mauro | Morgan Stanley | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 07-17-2017 |
| Adam Douglas Garretson | Wells Fargo Clearing Services, LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | $50 | 07-18-2017 |
| Eric Michael Nelson | TD Ameritrade Investment Management, LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 08-15-2017 |
| David E Kranz | Belpointe Asset Management LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 09-07-2017 |
| Michael Thomas Bradley | TD Ameritrade Investment Management, LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | $50 | 09-14-2017 |
| Andrew Davis Mindnich | J.P. Morgan Securities LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 09-25-2017 |
| Timothy John Mol | Raymond James Financial Services, Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 10-06-2017 |
| David J Ricker | UBS Financial Services Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 10-09-2017 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
