Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Richard Henry White | Cetera Advisors LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 03-08-2018 |
| Stephen W Zoghby | UBS Financial Services Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 03-22-2018 |
| Darren Scott Armetta | J.P. Morgan Securities LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 04-10-2018 |
| Mavi Djata Thorpe | Morgan Stanley | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 04-12-2018 |
| Eva Judy Teilborg | Ameriprise Financial Services, Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 04-20-2018 |
| Margaret Hill | Wells Fargo Advisors | Merrill Lynch, Pierce, Fenner & Smith Incorporated | $70 | 04-27-2018 |
| Margaret H. Hill | Wells Fargo Clearing Services, LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 04-27-2018 |
| Abdul Khaliq | BCG Securities, Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 05-09-2018 |
| William Aloysius Cashel | Wells Fargo Clearing Services, LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 05-24-2018 |
| Brian Thompson Russell | J.P. Morgan Securities LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 05-29-2018 |
| Michael Anthony Niro | Raymond James Financial Services, Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 06-01-2018 |
| Craig C. Eagleson | Allstate Financial Services, LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 06-07-2018 |
| Stephanie Florence Lise Hughes | Wiss Private Client Advisors, LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 06-26-2018 |
| Stephen Anthony Rabinowitz | UBS Financial Services Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 07-03-2018 |
| Michael Gee, Andrea Savva, Raymond Lee | RBC Wealth Management | Merrill Lynch, Pierce, Fenner & Smith Incorporated | $190 | 07-12-2018 |
| Michael Pair Gee | RBC Capital Markets, LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | $100 | 07-12-2018 |
| Raymond T. Lee | RBC Capital Markets, LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 07-12-2018 |
| Nicholas Segovia | J.P. Morgan Securities LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 07-12-2018 |
| Ansh Abrol | Wells Fargo Clearing Services, LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 07-12-2018 |
| Michael Corcione | Oppenheimer & Co. Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 09-05-2018 |
| Nancy Yamileth Vandergoot | J.P. Morgan Securities LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | $25 | 09-12-2018 |
| Brian Alexander Carson | J.P. Morgan Securities LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 09-12-2018 |
| Ryan William Peters | Royal Alliance Associates, Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 09-28-2018 |
| Michael Salvatore Mesi | Citigroup Global Markets Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 10-17-2018 |
| Timothy Robert McDonald | Pruco Securities, LLC. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | $50 | 10-18-2018 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
