Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Henry WhiteCetera Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-08-2018
Stephen W ZoghbyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-22-2018
Darren Scott ArmettaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-10-2018
Mavi Djata ThorpeMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-12-2018
Eva Judy TeilborgAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-20-2018
Margaret HillWells Fargo AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated$7004-27-2018
Margaret H. HillWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-27-2018
Abdul KhaliqBCG Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-09-2018
William Aloysius CashelWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-24-2018
Brian Thompson RussellJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-29-2018
Michael Anthony NiroRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-01-2018
Craig C. EaglesonAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-07-2018
Stephanie Florence Lise HughesWiss Private Client Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-26-2018
Stephen Anthony RabinowitzUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-03-2018
Michael Gee, Andrea Savva, Raymond LeeRBC Wealth ManagementMerrill Lynch, Pierce, Fenner & Smith Incorporated$19007-12-2018
Michael Pair GeeRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10007-12-2018
Raymond T. LeeRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-12-2018
Nicholas SegoviaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-12-2018
Ansh AbrolWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-12-2018
Michael CorcioneOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-05-2018
Nancy Yamileth VandergootJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2509-12-2018
Brian Alexander CarsonJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-12-2018
Ryan William PetersRoyal Alliance Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-28-2018
Michael Salvatore MesiCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-17-2018
Timothy Robert McDonaldPruco Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5010-18-2018
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Showing 251 to 275 of 302 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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