Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Rose May Registre | J.P. Morgan Securities LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 12-17-2012 |
| Stephan Erno Rothe | J.P. Morgan Securities LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 03-01-2013 |
| Lawrence Oliver Hau | J.P. Morgan Securities LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | $25 | 01-23-2014 |
| Stephen A. Luthmann | J.P. Morgan Securities LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 09-30-2014 |
| James Anthony Pallitto III | J.P. Morgan Securities LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | $100 | 10-14-2014 |
| Daniel Brian Hirsch | J.P. Morgan Securities LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 12-09-2014 |
| James E Legg | J.P. Morgan Securities LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 08-15-2016 |
| Andrew Davis Mindnich | J.P. Morgan Securities LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 09-25-2017 |
| Brian Vincent Becker | J.P. Morgan Securities LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 11-22-2017 |
| Thomas Frances Montemurro | J.P. Morgan Securities LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 01-03-2018 |
| Darren Scott Armetta | J.P. Morgan Securities LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 04-10-2018 |
| Brian Thompson Russell | J.P. Morgan Securities LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 05-29-2018 |
| Nicholas Segovia | J.P. Morgan Securities LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 07-12-2018 |
| Nancy Yamileth Vandergoot | J.P. Morgan Securities LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | $25 | 09-12-2018 |
| Brian Alexander Carson | J.P. Morgan Securities LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 09-12-2018 |
| Ryan Francis Kirchner | J.P. Morgan Securities LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 03-12-2019 |
Showing 1 to 16 of 16 entries
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
