Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Harrison Reid FischerA.G.P / Alliance Global PartnersMerrill Lynch, Pierce, Fenner & Smith Incorporated04-02-2019
Inderjit Singh SamraAdvisory Services NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2016
Daniel Jack GoldschmidtAegis Capital Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-08-2015
Jonathan RiddleAltium Wealth Management LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-04-2020
Nicholas KlopsisAmerican Portfolios Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-18-2013
Mauro Frank DAddatoAmerican Portfolios Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-25-2009
Gerald Peter Di ChiaraAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-17-2020
Brian BurkhardtAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-02-2020
Frank Roger FioreAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5011-27-2019
Kyle William TietjenAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-09-2019
Robert W CampbellAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-16-2019
Michael David HirschAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-06-2012
Joshua Daniel BrownAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-29-2011
Michael P RappsAvantax Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2014
Mickey Joel LittmannB. Riley Wealth ManagementMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-24-2016
Cameron Jeffrey VensBelpointe Asset Management LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-09-2016
Kayla Sue MurphyBessemer Investor Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-31-2020
Gregory Howard ScozzariBNY Mellon Securities CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2019
Thomas Michael TanseyBNY Mellon Securities CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated05-18-2018
Frank Russomano JrBNY Mellon Securities CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated02-13-2018
Patrick James DwyerBoston Private WealthMerrill Lynch, Pierce, Fenner & Smith Incorporated10-16-2019
Andrew LeBlancBruderman Brothers LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$30003-31-2017
Eugene Paul OConnor JrCadaret, Grant & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$25006-29-2012
Lola C WestCeladon Financial Group LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5010-06-2009
Ian Scot FullerCeladon Financial Group LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2510-06-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.