Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tracy A Dellomo, Kevin G MahonyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2009
Michael Thomas Haskell, Brian SchillerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-14-2009
Christopher Barger NixUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-15-2009
Paul John MulvihillUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-15-2009
Michael Alan Zinn, Bradley I RayUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Ryan J. SvatoraUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
John Howard Adelman, Paul Michael LewisUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15001-22-2009
Thomas Joseph Livaccari, Kenneth James ShapiroUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-22-2009
Myles Frederick WittensteinUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-22-2009
Bryan Travis StephensUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15001-23-2009
Todd Michael GuntherWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-23-2009
James Martin KaneUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5001-23-2009
Richard Douglas WightUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-23-2009
Maynard Lee EngelUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-23-2009
Hans Peter AuerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-23-2009
Sally Lawrence EngelUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-23-2009
Philip Alan DanishefskyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-28-2009
Scott Lawrence GrossmanUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15001-30-2009
Kevin Michael SheerinUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-30-2009
John Thomas CampbellUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5001-30-2009
Nancy MattaUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5002-13-2009
David Lawrence RussellWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-18-2009
Gregory Thomas MilazzoWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-20-2009
William Wayne Hatch Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2502-20-2009
Richard Allen Gallos Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-20-2009
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Showing 1 to 25 of 527 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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