Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frank Roger FioreAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-27-2019
Kristian Michael HernandezAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-22-2019
Michael Z. KusnirMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-20-2019
Paul Edwin GuginoMercer Allied Company, L.P.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-18-2019
Nicholas E DabrownyJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-13-2019
Thomas E. AsprinioMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-12-2019
Robert FalkCUNA Brokerage Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-08-2019
David Kyle HerringtonJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-07-2019
Timothy Scott NowakRoyal Alliance Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-07-2019
Richard Reid HymanCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-25-2019
John P. ZicariStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated10-22-2019
Jean Pier SuarezSpartan Capital Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2019
Angel A PalaciosSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-18-2019
Patrick James DwyerBoston Private WealthMerrill Lynch, Pierce, Fenner & Smith Incorporated10-16-2019
Frank ManzoJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-15-2019
Jason Keith MairowitzJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-04-2019
Clement Clive SproutJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-01-2019
Daniel ManciniJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-20-2019
Adrian HuertaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-18-2019
Victoria Jackoboice MathewsGoldman Sachs & Co.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-18-2019
Bradley Steven HolmesRockefeller Capital ManagementMerrill Lynch, Pierce, Fenner & Smith Incorporated09-11-2019
Julie Zhangzhu Zhangzhu HowardJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-06-2019
Matthew BriggsRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-04-2019
Wayne J. Randall Jr.J.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-03-2019
Vassil N. NikolovMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-30-2019
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Showing 1 to 25 of 1,156 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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