Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Phillip Wayne CarrFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-07-2020
Carolyn Olene HaanCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-10-2020
Robin Linduff ByfordRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15002-21-2020
Kurt Charles CarterRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15002-21-2020
Michael ROBERT WojtekRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15002-21-2020
Jack E Wheeler JrWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2019
Derek Gene JohnstonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2111-30-2018
James Patrick Omalley JrJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-02-2018
Mary Adele DolmanJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-11-2017
Jay Edzards John CromlingUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$32111-30-2017
Drew WilliamsonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$30011-30-2017
Brayden J BuckUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-30-2017
Andrew R KnoxUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-29-2017
Jay Scott EdzardsUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10011-28-2017
Drew WilliamsonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$26111-28-2017
John Henry CromlingUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$25011-28-2017
Ossie PattonSecurian Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-20-2017
Milford CarterNorthwestern Mutual Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-07-2017
Derek Craig EbertBOK Financial Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-16-2017
Brian Keith JohnsonCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-28-2017
Todd Eugene TaylorCadent Capital Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-03-2017
Amanda Ahern HoffmanWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-07-2016
Kevin Michael MorrisseyInvesTrust Consulting, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-22-2016
STEPHANIE Renee REGANMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-24-2016
Charles Andrew WallaceWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2503-16-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.