Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Carolyn Olene HaanCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10004-10-2020
Tyler FieldsJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2019
Jack E Wheeler Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2019
Derek Gene JohnstonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2111-30-2018
James Patrick Omalley Jr.J.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-02-2018
Mary Adele DolmanJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-11-2017
Jason Aaron LabouffBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-05-2017
Calista Jean YouseyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-30-2017
Brayden J. BuckUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-30-2017
Jay Scott EdzardsUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10011-28-2017
Drew Andrew WilliamsonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$26111-28-2017
John Henry CromlingUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$25011-28-2017
Mandy Kay DollarMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-24-2017
Ossie PattonSecurian Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-20-2017
Justin Thomas WilliamsWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-20-2017
Milford CarterNorthwestern Mutual Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-07-2017
Christopher Allen ArmstrongCUSO Financial Services, L.P.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2017
Derek Craig EbertBOK Financial Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-16-2017
Brian Keith JohnsonCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-28-2017
Jeffrey B EdwardsBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-21-2017
Todd Eugene TaylorCadent Capital Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-03-2017
Amanda Ahern HoffmanWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-07-2016
Kevin Michael MorrisseyInvesTrust Consulting, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-22-2016
Michael Joseph ReynoldsT.S. Phillips Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-28-2016
Stephanie Renee ReganMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-24-2016
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Showing 1 to 25 of 86 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.