Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel John AdamsAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-26-2019
Dana John LarsonAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-08-2019
Christopher H YeungU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-11-2019
Martha Mary CaldwellRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-01-2018
Elena L Taylor WelchJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-24-2018
Jesse Thomas RaumaVALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-10-2018
Scott Everett SandersTrue Private Wealth Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-04-2018
Darrel LawrenceLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-01-2018
Brooke Christine JohnsenRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-05-2017
Vincent Maimboti DhliwayoJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-02-2017
Donny Wayne WalbergWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-09-2016
Claudia PorterCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-01-2016
Jane Drew, Katherine DrewWells Fargo AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated$27808-07-2015
Jane Elizabeth DrewWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15008-07-2015
Kraig Kerr, Michael LarleeD.A. Davidson & Co.Merrill Lynch, Pierce, Fenner & Smith Incorporated$35004-30-2015
Kraig David Kerr, Michael John LarleeD.A. Davidson & Co.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15004-29-2015
David Christian, Jeffrey Krum, Brian HefeleDynasty Financial PartnersMerrill Lynch, Pierce, Fenner & Smith Incorporated$70003-04-2014
Michelle Castano GarciaNorthwest Investment CounselorsMerrill Lynch, Pierce, Fenner & Smith Incorporated11-19-2013
Kevin Asher GreenLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-15-2013
Clarke Alan LeavertonFirst Republic Securities Company, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5011-08-2013
Spencer Rawlings StrahanFirst Republic Securities Company, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-08-2013
Joseph E. Opsahl, Christopher A. HatfieldTRUE Private Wealth AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated10-25-2013
Kristin Elise HannemanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-08-2013
Blake W ParrishB P Financial Associates, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-13-2013
Zachary A. BlalackAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-25-2013
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Showing 1 to 25 of 42 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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