Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew James PruittCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2020
Robert K. RubyCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$20011-04-2019
Christopher J. GatschJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-04-2019
Edward Cornelius Keenan IVJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-31-2019
Jonathan MasterJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-25-2019
Seth David ThompsonEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated10-24-2019
Joseph Vincent Hosack Jr.Janney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-10-2019
Brendan Andrew NosovitchCAPTRUSTMerrill Lynch, Pierce, Fenner & Smith Incorporated10-07-2019
William Andrew GallagherRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15010-02-2019
Christopher Samuel CortinaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-27-2019
Anthony Richard Romani IIIJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-25-2019
Richard George EliasRodgers & AssociatesMerrill Lynch, Pierce, Fenner & Smith Incorporated09-19-2019
Kyle ColburnHaverford Trust Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-04-2019
Christian Schurr LevanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-28-2019
Michael John Grembi Jr.Pruco Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2019
Kevin M BenderWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Merrill Lynch, Pierce, Fenner & Smith Incorporated$15008-23-2019
William Harold BenderWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Merrill Lynch, Pierce, Fenner & Smith Incorporated$25008-23-2019
William H Bender IIWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Merrill Lynch, Pierce, Fenner & Smith Incorporated$25008-23-2019
Melissa B SimrellWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Merrill Lynch, Pierce, Fenner & Smith Incorporated$25008-23-2019
Dustin J BenderWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Merrill Lynch, Pierce, Fenner & Smith Incorporated08-23-2019
Joshua Todd GummoProEquities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-20-2019
Matthew Steven CruzJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-15-2019
Cory Douglas MeliskyAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-05-2019
Douglas Randall DobsonMain Street Financial Solutions, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-02-2019
Crystal Dobson PrachylMain Street Financial Solutions, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-02-2019
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Showing 1 to 25 of 415 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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