Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sheryl KendrickAllegheny Investments, Ltd.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-16-2012
Matthew John HoffmanAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-12-2012
Kenneth Gerard SchaeferAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$8205-06-2019
Dianne DenisonAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2507-19-2019
Kenneth Gerard SchaeferAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5005-06-2019
Henry HanAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2018
Michael Robert RamaAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-13-2014
Ronald Robert WalchackAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-23-2012
Thaddeus Jude KennyAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-16-2011
Christine Mary AhearnApex Financial Advisors, IncMerrill Lynch, Pierce, Fenner & Smith Incorporated11-15-2016
Robert Alan ConnellApex Financial Advisors, IncMerrill Lynch, Pierce, Fenner & Smith Incorporated10-13-2010
Eric Todd LansheAPW Capital, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15007-18-2011
Kim Lee Kenawell-HoffeckerAvantra Family Wealth LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5007-28-2017
Steven B ThompsonAvantra Family Wealth LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-28-2017
Andrea J ChoBell Rock Capital, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2017
Kristen Moran HaleyBerthel, Fisher & Company Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5005-11-2017
Matthew James RenckBoenning & Scattergood, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-11-2019
Steve Michael MaconiBrandywine Oak Private Wealth LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-27-2018
Tracy B McGuireBrandywine Oak Private Wealth LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10007-27-2018
Mark Richard JacksonBrandywine Oak Private Wealth LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-27-2018
Michael J HenleyBrandywine Oak Private Wealth LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-27-2018
Harry Samuel ForstCapital AnalystsMerrill Lynch, Pierce, Fenner & Smith Incorporated04-07-2020
Brendan Andrew NosovitchCAPTRUSTMerrill Lynch, Pierce, Fenner & Smith Incorporated10-07-2019
Robert MillerCetera Advisor Networks LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-27-2012
Adam Joseph KauferCetera Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-21-2013
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Showing 1 to 25 of 303 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.