Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Joseph Knight JrWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00001-08-2009
Gregory J KnightWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-08-2009
Michael Crawford FoxWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00001-09-2009
Brian Joseph OdelliStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-09-2009
Janet Renee RiserJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15001-14-2009
Jessica Anne HartmanJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-14-2009
Brendan Lee BirukUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Daniel F RattiganUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5001-16-2009
Mark H Howard BradleyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-26-2009
Christopher Charles BradleyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-26-2009
Stephen R BradleyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-26-2009
Christopher E HigginsLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-13-2009
Mark George HolcombUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10002-18-2009
Stephen Elliot DolanStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$2502-20-2009
Joseph James ButcherLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2503-13-2009
Christopher S PulosWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated03-30-2009
Andrew JenkinsRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-09-2009
Nathan D SmedleyLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-24-2009
Steven Douglas WilliamsCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15005-04-2009
Eric Jason McMahonRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2505-15-2009
Mark Anthony PalmerRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-15-2009
Stephen S KrajnakPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated05-18-2009
Steven Keith ManleyJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15005-27-2009
Michael Santifort JrCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15006-08-2009
Brian Scott AtkinsonPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$15006-22-2009
Next Page »

Showing 1 to 25 of 303 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.