Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron David MazerPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated09-27-2010
Aaron David MazerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated03-09-2009
Abhinav GuptaWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-29-2012
Adam Brian AmornPremier Prosperity Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2018
Adam Brian BeersNorthwestern Mutual Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-24-2018
Adam James FioreMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated04-23-2012
Adam Joseph KauferCetera Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-21-2013
Alan Wayne HackneyRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2504-09-2009
Alex K. SebastianRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10011-20-2013
Alexander Samuel FernbergerRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-19-2016
Alexander Vincent ShorbPure Capital Management LimitedMerrill Lynch, Pierce, Fenner & Smith Incorporated$2506-02-2009
Alicja Anna PlonskaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2017
Amanda BagnoliUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-25-2018
Andrea D. MilanoPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated07-20-2009
Andrea J. ChoBell Rock Capital, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2017
Andrea J. ChoMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-09-2014
Andrew Jake ConveryCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-21-2017
Andrew James AndersonWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5005-11-2012
Andrew JenkinsRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-09-2009
Angelo Joseph PintiPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated11-20-2012
Anna PanJ. Alden Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-06-2019
Anne Patrice GallagherMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-10-2016
Anthony Arcangelo PiccoloWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-11-2013
Anthony John Bernardo Jr.Morgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1001-01-2009
Anthony Richard Romani IIIJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-25-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.