Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2020)
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Adam Brian Amorn | Premier Prosperity Advisors LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 01-17-2018 |
| Adam Joseph Kaufer | Cetera Advisors LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 05-21-2013 |
| Alex K Sebastian | Raymond James Financial Services, Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | $230 | 11-20-2013 |
| Alexander S Fernberger | Raymond James & Associates, Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 02-19-2016 |
| Alicja Anna Plonska | Morgan Stanley | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 08-31-2017 |
| Amanda Bagnoli | UBS Financial Services Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 01-25-2018 |
| Amanda Clark Foster | Morgan Stanley | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 06-30-2020 |
| Amar Prakash Bhatt | Wells Fargo Clearing Services, LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 01-05-2015 |
| Andrea J Cho | Bell Rock Capital, LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 07-19-2017 |
| Andrew Jenkins | Raymond James Financial Services, Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 04-09-2009 |
| Anne Patrice Gallagher | Morgan Stanley | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 11-10-2016 |
| Anthony Arcangelo Piccolo | Wells Fargo Clearing Services, LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | $1,000 | 02-11-2013 |
| Anthony Richard Romani III | J.P. Morgan Securities LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 09-25-2019 |
| Benjamin John La Manna | Morgan Stanley | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 01-19-2016 |
| Boris Niko | Wells Fargo Clearing Services, LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | $50 | 11-27-2013 |
| Brendan Andrew Nosovitch | CAPTRUST | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 10-07-2019 |
| Brendan Lee Biruk | UBS Financial Services Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 01-16-2009 |
| Brent C Stein | Raymond James Financial Services, Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | $22 | 07-24-2015 |
| Brett Christian Mower | UBS Financial Services Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 03-11-2016 |
| Brian Christopher Cort | Purshe Kaplan Sterling Investments | Merrill Lynch, Pierce, Fenner & Smith Incorporated | $500 | 05-02-2014 |
| Brian Christopher Pick | Raymond James & Associates, Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 03-03-2017 |
| Brian Glenn Zucker | Fidelity Brokerage Services LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 07-01-2020 |
| Brian J Bostancic | Citizens Securities, Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 04-03-2015 |
| Brian Joseph Odelli | Stifel, Nicolaus & Company, Incorporated | Merrill Lynch, Pierce, Fenner & Smith Incorporated | $50 | 01-09-2009 |
| Brian M Dieckmann | Stifel, Nicolaus & Company, Incorporated | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 05-10-2012 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
