Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Brian AmornPremier Prosperity Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2018
Adam Joseph KauferCetera Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-21-2013
Alex K SebastianRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$23011-20-2013
Alexander S FernbergerRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-19-2016
Alicja Anna PlonskaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2017
Amanda BagnoliUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-25-2018
Amanda Clark FosterMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-30-2020
Amar Prakash BhattWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-05-2015
Andrea J ChoBell Rock Capital, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2017
Andrew JenkinsRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-09-2009
Anne Patrice GallagherMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-10-2016
Anthony Arcangelo PiccoloWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00002-11-2013
Anthony Richard Romani IIIJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-25-2019
Benjamin John La MannaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-19-2016
Boris NikoWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5011-27-2013
Brendan Andrew NosovitchCAPTRUSTMerrill Lynch, Pierce, Fenner & Smith Incorporated10-07-2019
Brendan Lee BirukUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Brent C SteinRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2207-24-2015
Brett Christian MowerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-11-2016
Brian Christopher CortPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$50005-02-2014
Brian Christopher PickRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-03-2017
Brian Glenn ZuckerFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-01-2020
Brian J BostancicCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-03-2015
Brian Joseph OdelliStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-09-2009
Brian M DieckmannStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated05-10-2012
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Showing 1 to 25 of 303 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.