Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregory E KelleyWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-07-2018
Mark D. DecenzoDecenzo Infrastructure PartnersMerrill Lynch, Pierce, Fenner & Smith Incorporated04-20-2018
Joseph Dennis BeaudoinBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2504-18-2018
Aaron M WatkinsAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-07-2018
William F. Beers IIINorthwestern Mutual Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2017
Nancy E MatthewsEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated10-06-2017
Zachary WinchesterSynovus Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-30-2017
James Ryan Chandler Jr.Edward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated06-16-2017
Kurt Michael SchroyerWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-20-2017
Manuel Jimenez IVBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-27-2017
Jessica Anne HollowayLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-10-2017
Shawn K. GaffinFirst Citizens Investor Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-27-2017
Sean Taylor BuckleyWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-06-2016
Patrick Andrew GuntherLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2508-01-2016
Jane S. GoodyearJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-31-2016
Eric Christian MagninBoys Arnold & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-25-2016
Randy Christopher DomikisBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-14-2016
Cathy J. ReynosoLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1012-17-2015
Albert H ChenLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-15-2015
Laura Heape BrissonFTB Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-20-2015
David Marcus DobbsWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10010-24-2014
Steven James SlatteryWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2510-24-2014
Lyndall Louise WillisWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5010-03-2014
Maria Isabel CandelaWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1010-03-2014
Charles Vernon Noyes IIBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2507-25-2014
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Showing 1 to 25 of 48 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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