Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2020)
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Aaron M Watkins | Ameriprise Financial Services, LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 02-07-2018 |
| Adam John Jurewicz | Ameriprise Financial Services, LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 07-09-2013 |
| Alan Edward Berkeley | LPL Financial LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 11-28-2011 |
| Alan James Spilker | Raymond James & Associates, Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | $150 | 08-28-2013 |
| Alexander Opoulos Iv | Raymond James & Associates, Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | $50 | 11-13-2009 |
| Andrew Wayne Sheriff | Wells Fargo Clearing Services, LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 09-29-2020 |
| Anne J Thompson | Charles Schwab & Co., Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 06-18-2019 |
| Ashley Elizabeth Dando | Wells Fargo Clearing Services, LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 02-17-2012 |
| Bertin Marc Stuckart Jr | Cetera Advisor Networks LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | $150 | 06-03-2020 |
| Brody Wayne Smith | Wells Fargo Clearing Services, LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 09-29-2020 |
| Brooks Burgess Johnson | Morgan Stanley | Merrill Lynch, Pierce, Fenner & Smith Incorporated | $100 | 11-25-2019 |
| Calvin Benjamin Davis | Royal Alliance Associates, Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 08-18-2017 |
| Charles Vernon Noyes II | BB&T Securities, LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | $25 | 07-25-2014 |
| Christopher J Newton | UBS Financial Services Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | $50 | 04-22-2009 |
| Christopher Lawrence Corley | Raymond James & Associates, Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 02-24-2012 |
| Christopher Robin Lakian | Raymond James Financial Services, Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 02-18-2010 |
| Dallah Anderson Forrest Jr | Raymond James & Associates, Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | $100 | 04-23-2009 |
| David Allen Morris | Wells Fargo Clearing Services, LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | $25 | 04-17-2013 |
| David Louis Cohen | LPL Financial LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 03-15-2017 |
| David Marcus Dobbs | Wells Fargo Clearing Services, LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 10-24-2014 |
| Donna Renae McCartney | LPL Financial LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 05-18-2016 |
| Ellen Theresa Leboeuf | UBS Financial Services Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 06-12-2009 |
| Eric Hayes Breazel | Wells Fargo Clearing Services, LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 09-29-2020 |
| Gary Bezilla Alan Kinney | Wells Fargo Clearing Services, LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | $450 | 11-04-2010 |
| Gary Timothy Bezilla | Wells Fargo Clearing Services, LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | $150 | 10-29-2010 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
