Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron M WatkinsAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-07-2018
Adam John JurewiczAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-09-2013
Alan Edward BerkeleyLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-28-2011
Alan James SpilkerRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15008-28-2013
Alexander Opoulos IvRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5011-13-2009
Andrew Wayne SheriffWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-29-2020
Anne J ThompsonCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-18-2019
Ashley Elizabeth DandoWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-17-2012
Bertin Marc Stuckart JrCetera Advisor Networks LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15006-03-2020
Brody Wayne SmithWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-29-2020
Brooks Burgess JohnsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10011-25-2019
Calvin Benjamin DavisRoyal Alliance Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-18-2017
Charles Vernon Noyes IIBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2507-25-2014
Christopher J NewtonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5004-22-2009
Christopher Lawrence CorleyRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-24-2012
Christopher Robin LakianRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-18-2010
Dallah Anderson Forrest JrRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10004-23-2009
David Allen MorrisWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2504-17-2013
David Louis CohenLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-15-2017
David Marcus DobbsWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-24-2014
Donna Renae McCartneyLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-18-2016
Ellen Theresa LeboeufUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-12-2009
Eric Hayes BreazelWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-29-2020
Gary Bezilla Alan KinneyWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$45011-04-2010
Gary Timothy BezillaWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15010-29-2010
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Showing 1 to 25 of 71 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.