Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gerald Anthony VerklanLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-05-2018
James Lawson Bryan IIILPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-07-2017
Jessica Anne HollowayLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-10-2017
Scott R. SeverinoLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-11-2017
Patrick Andrew GuntherLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2508-01-2016
Cathy J. ReynosoLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1012-17-2015
Albert H ChenLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-15-2015
Christopher E PettyLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-01-2013

Showing 1 to 8 of 8 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.