Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Dale WatsonRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15001-10-2019
Daniel Todd Peterman Jr.Raymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-27-2018
Harvey Phillip CookRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50008-23-2018
Charles Thomas KeeneBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-22-2018
Jimmy Allen BarkerBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-22-2018
Kaitlin D FreemanEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated07-27-2018
Robert E Mcadams Jr.VALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2506-25-2018
Stephen Ellis HamiltonU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-19-2018
Charles Lee JohnsonMutual Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-16-2018
Jason B. LockridgeMutual Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-16-2018
Charles Sidney CrockerStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated12-08-2017
Brett Tyler HuntFTB Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$110-03-2017
Taylor Realino McbathSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-25-2017
Rosaline Rogers BanksGWFS Equities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$108-02-2017
Michele Feinman WieberRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-18-2017
Bryan James KagariseSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-11-2017
Danny Fyke Fisher Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-03-2017
Walter Hunter Stamper IIIRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5003-24-2017
Gerald R Rowe IIICUSO Financial Services, L.P.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-27-2017
John Carlock HugheyEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated12-02-2016
Christopher Charles MartinU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-28-2016
Timothy Brian RichardsonFTB Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2016
Jonathan Culp HeyenMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-14-2016
Anthony George Doyley Jr.Cetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-05-2016
Charles Martin SpearsRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-13-2016
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Showing 1 to 25 of 108 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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