Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jimmy Allen BarkerBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-22-2018
Charles Thomas KeeneBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-22-2018
Kevin Stophel, Matthew McCoyConcert Wealth ManagementMerrill Lynch, Pierce, Fenner & Smith Incorporated$9009-13-2012
Emily Nicole LeeCWM, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-06-2019
Kaitlin D FreemanEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated07-27-2018
John Carlock HugheyEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated12-02-2016
Susan Stieg FullerEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$2504-28-2009
Brett T. HuntFTB Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-03-2017
Rosaline Rogers BanksGWFS Equities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-02-2017
Cole H. SheltonJ.J.B. Hilliard, W.L. Lyons, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-30-2012
William Henry Braddy IIIKraft Asset Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-21-2014
Matthew J. CrowderLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15004-25-2018
Landon Beaumont HopsonLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-03-2014
David Allen KautzLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-01-2009
Douglas Jay HarmonLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-17-2009
Danny F. Fisher Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-03-2017
Dwight C. Tomlin, Angela Denise CallicoattMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15005-26-2015
Michael D. TankersleyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-26-2015
James Ralph ParkerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-02-2012
Robert Charlton LentzOne Trusted Advisor InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated02-12-2009
David Patrick Walker Jr.Park Avenue Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-06-2013
Walter StamperRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$14704-27-2017
David Jackson, Martin SpearsRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$20005-19-2016
Evans PeayRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$9202-24-2012
Ephraim Obioha OkekeRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-12-2019
Next Page »

Showing 1 to 25 of 65 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.