Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert E. McAdams Jr.VALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2506-25-2018
Robert Hugh Evans Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-21-2012
Rosaline Rogers BanksGWFS Equities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-02-2017
Rosemary Reichmann GilliamUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2009
Ross Evans PeayRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10002-24-2012
Stefan Daniel GertschUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-18-2012
Stephen Ellis HamiltonU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-19-2018
Susan Stieg FullerEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$2504-28-2009
Taylor Realino McBathSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-25-2017
Teresa Dawn BiddixU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-26-2018
Thomas Tucker DunbarWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-26-2009
Walter Eugene ShinaultWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-23-2012
Walter Hunter Stamper IIIRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5003-24-2017
Walter StamperRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$14704-27-2017
William Henry Braddy IIIKraft Asset Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-21-2014
« Previous Page

Showing 51 to 65 of 65 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.