Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
George Henry Andrews Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10011-30-2010
Harvey Phillip CookRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50008-23-2018
James Lee MadduxRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-24-2012
James Ralph ParkerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-02-2012
Jimmy Allen BarkerBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-22-2018
John Carlock HugheyEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated12-02-2016
John Felts Connelly Jr.Raymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-24-2012
Julius Reynard Moody IIWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5007-27-2009
Kaitlin D FreemanEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated07-27-2018
Kenneth E. Hayes Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-19-2015
Kevin Stophel, Matthew McCoyConcert Wealth ManagementMerrill Lynch, Pierce, Fenner & Smith Incorporated$9009-13-2012
Landon Beaumont HopsonLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-03-2014
Lee Carver VaughanSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-27-2018
Lee William MontgomeryUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-02-2009
Leonidas Clyde Vaughan IVRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10002-24-2012
Lorri J. Gillock-CordelliRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-27-2009
Mark Gerald BillionsWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-08-2013
Matthew J. CrowderLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15004-25-2018
Michael D. TankersleyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-26-2015
Michael Dennis StokesWoodbury Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-27-2015
Michele Feinman WieberRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-18-2017
Parker James SmithWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1001-05-2009
Richard Clyde HastingsWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-23-2012
Richard Marc Scharff, Kevin Wade BryantUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-19-2009
Robert Charlton LentzOne Trusted Advisor InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated02-12-2009
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Showing 26 to 50 of 65 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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