Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Robert E. McAdams Jr. | VALIC Financial Advisors, Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | $25 | 06-25-2018 |
| Robert Hugh Evans Jr. | Wells Fargo Clearing Services, LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | $100 | 08-21-2012 |
| Rosaline Rogers Banks | GWFS Equities, Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 08-02-2017 |
| Rosemary Reichmann Gilliam | UBS Financial Services Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 01-02-2009 |
| Ross Evans Peay | Raymond James Financial Services, Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | $100 | 02-24-2012 |
| Stefan Daniel Gertsch | UBS Financial Services Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 01-18-2012 |
| Stephen Ellis Hamilton | U.S. Bancorp Investments, Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 06-19-2018 |
| Susan Stieg Fuller | Edward Jones | Merrill Lynch, Pierce, Fenner & Smith Incorporated | $25 | 04-28-2009 |
| Taylor Realino McBath | SunTrust Investment Services, Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 08-25-2017 |
| Teresa Dawn Biddix | U.S. Bancorp Investments, Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 02-26-2018 |
| Thomas Tucker Dunbar | Wells Fargo Clearing Services, LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | $50 | 02-26-2009 |
| Walter Eugene Shinault | Wells Fargo Clearing Services, LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 08-23-2012 |
| Walter Hunter Stamper III | Raymond James & Associates, Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | $50 | 03-24-2017 |
| Walter Stamper | Raymond James | Merrill Lynch, Pierce, Fenner & Smith Incorporated | $147 | 04-27-2017 |
| William Henry Braddy III | Kraft Asset Management, LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 02-21-2014 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
