Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Edward DentonRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10006-01-2020
Andrew SwedlundRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10006-01-2020
Darrel Gene PrestonRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-29-2020
Gerald Ward Dahlander IIRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15005-29-2020
David Alford, Claudia TaparaRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-15-2020
David Alford, Claudia TaparaRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-15-2020
Thomas Newton Pierce Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5005-04-2020
Stephen Blake BurtonRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-09-2020
Theo Zachary HalbardierEmerson Equity LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-06-2020
Blake ZegarelliEmerson Equity LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-06-2020
Marcelo Alaor Pizzato DantasJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-30-2020
Ting SongBBVA Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-27-2020
Benjamin Nathanial FredricksonEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated03-27-2020
Elizabeth Christina HelaireAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-19-2020
Anders Martin RasmussenWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15003-12-2020
Hugo RodriguesJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-11-2020
Victor M. OliveraMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-09-2020
Timothy M. ProtoMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-09-2020
Timothy Brian MazzantiJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-05-2020
Adam James TabakAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-28-2020
Robin Linduff ByfordRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-21-2020
Kurt Charles CarterRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-21-2020
Michael Robert WojtekRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-21-2020
Lamar Montgomery MorrisStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-12-2020
James Cole Abbott Jr.Stifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated01-30-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.