Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexander Scott KickhamJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-22-2019
Michelle Ying Lanza AddingtonJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2019
Sean Christopher BrittJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-11-2019
Zachary Andrew BrashearJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-12-2019
Kyle Gregory ManuelJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-06-2019
Alberto Daniel FragaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-05-2019
Ryan Scott HippertJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-11-2019
Maguy Toubia AmineJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-26-2019
Jasmine Kim-Khanh TranJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-21-2019
Sean J EvansJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-16-2019
Rexsor Rene GonzalezJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-23-2019
Jamie Ray MitchellJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-05-2019
Donovan J. IglesiasJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-21-2019
Alesia Kaye CoffmanJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-08-2019
Darian J JonesJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-08-2019
Jodi T RollandJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-31-2019
Kevin Thien NguyenJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-10-2019
Alan Christopher KepplerJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2019
Lauren S. HoffmanJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-11-2018
Alan Eduardo HeinzeJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-11-2018
Dean H LinJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-07-2018
Jonathan Earle McCartyJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-08-2018
Qui Quang TangJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-02-2018
Sharon Christine HitchcockJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-15-2018
Tuyet-Minh H HoangJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-12-2018
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Showing 1 to 25 of 95 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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