Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Veronica I. Puello VisbalMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-02-2019
Nicholas M PerezMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-24-2019
Stephen Robert HultgrenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-21-2019
Sergio A. SaldivarMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-20-2019
Stephen Howard SatterMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-28-2019
Luis Enrique OlanoMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-22-2019
Erick Craig DailyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-13-2019
M Adnan AzizMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-23-2018
Yusef Lucious-Jason LovetteMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-24-2017
Steven ThorpeMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$25003-01-2017
Rajendra P. DhamankarMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$50012-09-2016
Miguel CortinaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10010-04-2016
Lita L SaavedraMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$50010-04-2016
Martin Antonio EnriquezMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-04-2016
Bobby G. MooreMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$50005-26-2016
Vicente DavilaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-29-2016
Jeremy Newton, Stephen LambMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$33003-28-2016
Scott Edward SchoberMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-19-2016
Sierra Linda TellezMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10011-09-2015
Brent Eugene LillyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$25009-03-2015
William Donald ParrMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$50004-17-2015
Nelson Negron Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-20-2015
Kevin Scott RookerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$50001-02-2015
DREW R NELSONMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-17-2014
Sonia Rose GinnellMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10011-14-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.