Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jake DawsonWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated$14310-10-2016
Michael BorzaRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$19001-15-2020
Michael Fowler Wayne Creef Jennifer AndersRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$26007-18-2019
Ronald H Holmes Whitney E RileyJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$20011-30-2018
David JenningsJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$13503-23-2017
Gregory Chevrier Walter GrubbsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2018
Sid Martin Steve Clark Wes KaufmanWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$68902-22-2013
Mark BukowskiWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$30009-27-2010
Lawrence McDonnell Frank McDonnellRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated11-09-2018
Matthew Spradlin Richard GodfreyRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$18002-22-2018
C Kemper Wharton M Todd OneyRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$50006-19-2017
Robert Krebs Brian Pennell Jennifer Duffy Sandra PetersRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$25012-20-2011
Frederic Houghton Phillips IIJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-30-2020
Norman Mark Gee JrMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-01-2020
Chrystin M WilliamsFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-21-2020
Charles Alan BullWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-21-2020
Crystal Dee CrawfordWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15007-21-2020
Charles Marion Russell IIIMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-16-2020
Timothy John BellarsRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-18-2020
Claudia P BellarsRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10005-18-2020
Brad Alan HarrisRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10005-18-2020
Axel John BellarsRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-18-2020
Tamim WaliSpire Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-27-2020
Nathan Lee ArlandRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-01-2020
Neil Jude GoetzmanRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5002-28-2020
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Showing 1 to 25 of 161 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.